Regulatory Deadline Calendar

Deadline at 5pm AEDT for submissions on the proposed extension, amendments and separate question concerning CFDs over options with losses exceeding the premium.

Comments to the NPRM must be submitted in writing via Regulations.gov and received within 30 days of the NPRM’s publication in the Federal Register.

Per the Notice of Upcoming Rulemaking Update, the deadline for entities to report Scope 1 and Scope 2 greenhouse gas emissions is November 10, 2026.

Dual supervision of USDC begins: the EBA assumes direct responsibility for own funds, reserve of assets, liquidity requirements, and recovery and redemption plans, while the ACPR retains specified governance and organisational responsibilities.

Comments due: 30 days from date of this Notice

Respondent shall, within 10 days of the entry of this Order, pay a civil money penalty in the amount of $60,000 to the Securities and Exchange Commission.

Public comments close at 5:00 p.m. JST.

The USM regime will be implemented on 16 November 2026. Upon implementation, listed issuers of prescribed securities will be required to have an ASR at all times.

The Second Defendant pay to the Commonwealth of Australia within 28 days of this order pecuniary penalties ... $800,000.

Deadline for consultation responses to GC26/7.

Deadline for responses to FCA consultation CP26/36.

The consultation will run until 19 November 2026.

Nieuwe vergunning als kredietaanbieder of –bemiddelaar nodig vóór 20 november 2026? Vraag deze nu aan

Deadline for submissions on ASIC Consultation Paper 392, at 5pm AEDT.

The consultation will go on until 27 November 2026.

Respondent United Planners shall, within 30 days of the entry of this Order, pay a civil money penalty in the amount of $600,000 to the Securities and Exchange Commission.

The application window closes for the FCA Regulatory Sandbox climate scenario models cohort.

Consultation period for ADGM FSRA Consultation Paper No. 5 of 2026 closes; comments may be submitted to [email protected].

Register by 12 p.m. ET on December 2.

You should give consumers at least 1 month to respond to the offer.

ASIC consultation on CS 69 and the proposed RG 172 update closes at 5pm AEDT.

Thirty-day period expires for DCMs to cease domestic geographic restrictions that violate the impartial-access requirements or submit an explanation to the Division of Market Oversight why compliance is not feasible; the same period applies to addressing intermediary impediments or explaining why compliance is not feasible.

FCA-recommended date by which firms seeking new exemptions under the current regime should submit complete notifications to support processing before transition.

First phased requirements under the amended RTS on settlement discipline and related ESMA guidelines apply to allocations and confirmations, including electronic, standardised and machine-readable communications, subject to the temporary technical disruption exception.

First phased requirements apply to investment firms and their clients for allocations and confirmations, including electronic, standardised, international-standard and machine-readable communications except during temporary technical disruptions.

First regulatory milestone: the new allocation and confirmation requirements apply, including mandatory electronic, standardised and machine-readable communication methods, subject to temporary technical-disruption exceptions.

Vanaf 7 december 2026 gelden de nieuwe detaileisen voor een snellere verwerking van transacties.

The statement outlines key milestones, including the first regulatory deadline on 7 December 2026 for allocations and confirmations processes.

Deadline for comments on GC26/8 consultation proposals concerning consequential Knowledge Base amendments.

Deadline for comments on the proposed amendments and revocations.

Deadline for feedback on the FCA consultation proposals.

Deadline for responses to the FCA consultation.

Deadline for responses to CP26/39.

Deadline for comments on MAS Consultation Paper P018-2026 concerning capital treatment for securitisation and infrastructure investments under RBC 2.

Deadline for submitting comments on consultation P018-2026.

The notice must be given to a delinquent homeowner borrower no later than 45 days after the date on which the homeowner becomes delinquent.

Deadline for responses to the Guided Retirement policy consultation.

Deadline for submitting responses to the FCA consultation.

Financial services firms, quantum technology providers and national research laboratories can register their interest in joining the group by 31 December 2026.

Compliance date for applicable eligible secondary market cash transactions involving U.S. Treasury securities.

The EBA Reporting Framework 4.4 page states the expected first reference date for the relevant Pillar 3 disclosure amendments is 12/2026; the draft package specifies the first reference date as 31/12/2026.

PBIG has committed to reducing median account opening times of its member banks to within one month by the end of this year.

AST critical recommendations expected to be implemented, including same-day trade allocation/confirmation and adoption of the FMSB SSI standard

Ms Rey is appointed for a five-year term, effective September 2026.

Statistical Notice 2026/01 - Bank of England Levy: Deadline for Eligible Liabilities Return form submission for the Levy Year 2026/27

SPaN will commence operations in early 2027.

The AFM asks listed companies, when preparing their 2026 reporting, to pay particular attention to the supervisory priorities ... The AFM will pay particular attention to these matters in the coming year.

MAS and SGX RegCo will be issuing their consultation responses soon and are targeting to effect the change in January 2027.

The new accounting standard IFRS 18, concerning the presentation of profit and loss items, will come into effect on 1 January 2027.

Issuers preparing sustainability statements for financial year 2027 should be prepared to use the revised ESRS and generally omit non-material information except where expressly required.

the Conduct of Business Module (COB), which will come into force on 1 January 2027

The credit rating agency amendments apply from 1 January 2027.

The DFSA Board made the following Rulemaking Instrument to come into force on 1 January 2027: CONDUCT OF BUSINESS MODULE (COB) RULE-MAKING INSTRUMENT (No. 444) 2026.

ptember 2026 we published Policy Statement PS26/19, setting out the new regime for sustainability disclosures for listed issuers.These new rules will come into force on 1 January 2027.In CP26/5 (PDF) we said that we would consider the need for further guidance on our disclosure expectations through updates to our technical notes fo

The revised Notices FAA-N27, 508 and SFA 04-N24 take effect; the existing Notices FAA-N14, 504 and SFA 04-N11 are cancelled; and the existing misconduct reporting system is discontinued.

De AFM beoogt de beleidsregel op 1 januari 2027 in werking te laten treden, tegelijk met de verwachte inwerkingtreding van de Wijzigingswet accountancysector.

The changes summarised in this PS will become effective alongside the Basel 3.1 package, on Friday 1 January 2027.

The 2025 taxonomy reflects the introduction of IFRS 18 Presentation and Disclosure in Financial Statements, effective from 1 January 2027, with early application permitted.

The implementation date for all requirements is 1 January 2027.

The revised MRL001 and MRL003 templates will be effective from 1 January 2027.

New Q&A (effective from 1 January 2027): ... Updated Q&As (amendments effective from 1 January 2027)

It shall apply to the financial years beginning on or after 1 January 2027.

Accordingly, the policy to retire the refined methodology to Pillar 2A for all firms will take effect from 1 January 2027.

The SDDT capital regime will take effect on Friday 1 January 2027

These Joint Guidelines shall apply from 1 January 2027.

The Revised Notices take effect and affected firms must comply with the revised misconduct-reporting framework.

the policies and requirements included in this near-final PS are intended to take effect from 1 January 2027

the policy to retire the refined methodology to Pillar 2A for all firms will take effect from 1 January 2027

This is near-final material effective from 1 January 2027 to accompany PS19/25.

This SS is effective from 1 January 2027.

Approximate deadline for American Express National Bank to submit the OCC-required written Action Plan within 90 days of the October 8, 2026 order, subject to the order's day-counting conventions.

Responses should be submitted via this secure online form by 8 January 2027.

Responses should be submitted via this secure online form by 8 January 2027.

Deadline for submitting comments on the consultation report and its questions through the FSB secure online form.

Deadline for submitting responses to the FSB consultation through the secure online form.

Latest date by which National Competent Authorities should require remediation of remaining pre-existing exposures, calculated as three months after publication; firms may be required to act earlier.

A transitional period is provided for the provisions relating to third-country branches and the third-country regime for the provision of banking services, which will apply from 11 January 2027.

Deadline for stakeholders to submit comments on the consultation concerning treatment of cross-border exposures within the European Banking Union in the G-SIB methodology.

The consultation will go on until 15 January 2027.

ESMA is inviting all interested stakeholders to submit their contributions by 15 January 2027.

The current transitional regime for certain third-country CSD notary and central maintenance services is scheduled to expire; ESMA says access should nevertheless not be prevented after this date pending finalisation of the legislative extension.

The GENIUS Act and OCC final rule become effective; the Prior Approval Requirement generally applies, and unauthorized issuance of a payment stablecoin in the United States may carry criminal penalties.

The GENIUS Act and OCC final rule take effect; U.S. payment stablecoin issuance generally requires permitted payment stablecoin issuer status, and a substantially complete application must be pending by this date to support eligibility for an OCC waiver request.

The GENIUS Act and OCC final rule take effect; U.S. payment-stablecoin issuance generally requires permitted payment stablecoin issuer approval, and existing issuers seeking a waiver generally must have a pending substantially complete OCC application by this date.

Consultation deadline reported for the PRA and FCA phase 2 SM&CR consultations.

Deadline for consultation responses.

Deadline for responses to the FCA and PRA SM&CR Phase 2 consultations.

The PRA invites responses to the proposals set out in this CP by 22 January 2027.

Deadline for responses to the PRA consultation.

First weekly PS-01 report date, subject to OMB approval of the information collection.

The proposal may not be consummated before the fifteenth calendar day after the effective date of this order or later than three months thereafter, unless the period is extended for good cause by the Board or the Federal Reserve Bank of Dallas, acting under delegated authority.

End of the stated commitment period for the agencies’ enforcement-policy non-action position

End of the covered period for the joint enforcement commitment.

Expected end of the CSSF's three-month implementation period, calculated from publication on 30 October 2026.

End of the three-month implementation period calculated from publication of the final guidance; affected firms should have implemented the guidance by this date.

The revised Solvency II framework ... is due to apply from 30 January 2027.

Licensed SCF operators should update the expected rates of return disclosures in sub-paragraphs 11(ii) and 11(iii) and the non-performing loan rate disclosures in sub-paragraph 11(v) by the end of January in each calendar year.

The amendments to Advisers Act rule 203-3(b) and Form ADV become effective and compliance is required.

Sunshine Loans must pay half by February 5, 2027 and the rest by May 7, 2027.

PRA consultation CP13/26 closes and responses are due.

Deadline for responses to CP13/26 and the associated discussion-paper section.

Consultation closes; responses on the draft supervisory expectations and wider tokenised-collateral policy are requested by this date.

The Upper Tribunal will hear the legal challenges to our motor finance compensation scheme between 16 to 26 February 2027.

The six-month transition period for PSPs not otherwise subject to DORA under Circular CSSF 25/893 is expected to end; the DORA incident-reporting framework then applies to those PSPs and Circular CSSF 21/787 is repealed for them.

Where the firm's relevant reporting period ... ends between 1 July and 31 December, the firm must publish the complaints data summary no later than 28 February of the following year.

The application window closes for firms wishing to use the transitional arrangements.

Firms can apply for authorisation between 30 September 2026 and 28 February 2027, so they are ready to start or continue to trade under the new mandatory regime

The SFC and the HKMA “aim to bring the amendments into effect on 1 March 2027”, and the proposed approach is “to be effective from 1 March 2027 onwards”.

Deadline for responses to DP26/1 to be sent to the FCA.

Deadline for responses to the discussion paper to be submitted to the PRA and FCA.

Deadline for responses to DP2/26, submitted to [email protected].

Firms have 12 months to prepare before the new rules come into force on 18 March 2027.

The implementation date for final rules and policy materials reflecting policy changes set out in this PS is 18 March 2027.

This SS is effective from 18 March 2027.

For entities with a financial year ending on 31 December 2026, the reference date of the SAQ is 31 December 2026, and the completed questionnaire must be submitted by 31 March 2027.

Target date identified by CSSF for the required-quality register-of-information submission by third-country branches of credit institutions headquartered in a third country.

Target date identified by the CSSF for the required-quality Register of Information submission by Luxembourg branches of third-country credit institutions.

Latest date for submission of the register covering arrangements contracted through the end of 2026, under the recurring annual window running from 28 February to 31 March of the following year.

Target CSSF submission deadline for the DORA register of information for affected third-country branches following the initial 2026 collection.

Almost all member jurisdictions have publicly announced that banks must apply Basel III by April 2027 or earlier.

By way of derogation, for funds existing before the date of application, the Guidelines apply twelve months from that date (i.e. 16 April 2027).

The statement concerns the 2026 annual financial reports of issuers admitted to trading on EEA regulated markets; those reports must be published within four months after the financial year-end (for issuers with a 31 December year-end, by 30 April 2027).

FCA authorisation gateway opens. Providers with annual revenue of £500,000 or more should apply during the first application period, from 24 June to 29 July 2027.

FINMA recommends drawing up a PQC roadmap by mid-2027 at the latest.

A capital charge of $150 million will be implemented by 30 June 2027, and held until the agreed work in the new Accelerate program is completed to ASIC’s satisfaction.

the EU’s recent Regulation ... becomes fully binding in July 2027

The Commodity Futures Trading Commission today published a Joint Final Rule with the Securities and Exchange Commission further extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024 ('Form PF Amendments'), from October 1, 2026, to July 1, 2027.

Firms will make their first submission of the new return from 1 July 2027, covering the reporting period 1 January to 30 June 2027.

Internet brokers and VASPs are expected to implement robust authentication solutions ... as soon as practicable and in any event, no later than 8 July 2027 (ie, within 12 months from the date of this circular).

Larger firms, defined by the FCA as firms expecting at least £500,000 of UK ESG-ratings revenue in the 12 months following application, should apply during the first month of the gateway, before the end of July 2027.

Although the guidelines will only take effect from September 2027

The Guidelines will take effect from September 2027, after an 18-month transition period.

The Firm and Parent FHC must pay the financial penalty in instalments as set out in the Settlement Agreement, with the final payment received by no later than 30 September 2027.

The Guidelines take effect. FIs should meet the expectations in Sections 3 and 4 from this date.

The European Union will switch to T+1 settlement on 11 October 2027; the transition will enter into application on 11 October 2027.

The EU settlement cycle changes from T+2 to T+1 on 11 October 2027.

ASIC specified that Walker Stores is to maintain its membership with AFCA for a further 12 months, to 12 October 2027.

MWL’s required continuation of AFCA membership ends, subject to any further applicable requirements.

FG26/10 comes into force alongside the FCA's new UK cryptoasset regime.

This guidance will come into force on 25 October 2027.

The regime comes into force on 25 October 2027.

The generally applicable 12-month transitional period for existing SFC-authorised funds is scheduled to end.

First reference date for the new supervisory reporting requirements, subject to finalisation, Commission adoption and the precise legal text; the announcement specifies December 2027 but not a day.

The new regime will come into force on 3 April 2028.

the implementation timeline has been revised to the second half of 2028, with September 2028 identified as the target date

End of the two-year transition period for OPCIs and evergreen FCPRs established before 2026-10-13. Management companies should have notified the AMF of compliance through ROSA and filed the prospectus or rules and required stress tests by this date.

Committee members agreed to implement the revised standard by this date at the latest

By 2028, firms complete a PQC migration plan.

Therefore, while this report only reflects pre-existing regulatory requirements, firms should treat it as a ‘point in time’ publication and can consider it retired by December 2028 (if not removed sooner).

Latest date by which Basel Committee members agreed to implement the technical amendment

They shall apply those measures from 26 July 2029