Regulatory Deadline Calendar
Consultation closing dates, compliance dates and rules coming into force, across every regulator we track. Filter to your firm and jurisdictions.
94 upcoming 570 tracked in total
September 2026
Open Closed
No deadlines this month.
Upcoming
September 2026 4
- The EBA consults on draft technical standards on institutions’ operational risk management
Deadline to register for the EBA virtual public hearing, at 16:00 CEST.
- The EBA consults on revised technical standards for the reclassification of investment firms as credit institutions
Deadline at 16:00 CEST to register for the EBA virtual public hearing.
- The EBA-ECB-EIOPA “Data Point Model Alliance” consults on improvements to their data dictionary metamodel to better support statistical and supervisory reporting
Deadline for submitting comments to the DPM 2.1 public consultation
October 2026 30
- Agencies Issue Joint Proposal Amending the Community Reinvestment Act Rules
Approximate comment deadline, calculated as 60 days after the July 31, 2026 publication date if the proposal was published in the Federal Register on the same day as the release
- SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
Effective Date: The joint rule is effective on October 1, 2026.
- Bank Supervision: OCC Rules Regarding the Availability of OCC Information
Comment period closes 60 days after publication, based on the OCC’s stated deadline formula in the related rulemaking notice
- OCC Requests Comment on Proposed Rulemaking on the OCC Rules Regarding the Availability of OCC Information
Comments on the proposal are due 60 days after publication in the Federal Register
- Federal Reserve Board requests comment on a proposal to modernize its rule governing the extension of credit to bank "insiders"—bank executives, board members and major shareholders who could potentially influence a bank's lending decisions
Expected comment deadline stated in the Federal Register notice
- Federal Reserve Board requests comment on a proposal to modernize rules for mutual banking organizations
Comment period closes 60 days after Federal Register publication, according to secondary reporting and the referenced publication timeline.
- CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Affiliations Among Certain CFTC-Regulated Entities
Comments will be accepted for 60 days following publication in the Federal Register. The notice was published in the Federal Register on August 6, 2026.
- ESMA consults on reporting framework for clearing activity at recognised third-country CCPs
Deadline for stakeholders to provide feedback on the reporting framework, templates and format.
- PRA announces ring-fence change to reduce costs
Responses are requested by Wednesday 14 October 2026.
- FCA advances package of equity market transparency reforms
The FCA is inviting feedback on both consultations, CP26/30 and CP26/31 until 16 October 2026.
- Administrative sanction of 21 July 2026
Un recours contre l’amende administrative peut être introduit par l’émetteur auprès du Tribunal administratif conformément à l’article 27 de la Loi Transparence ; et ce dans un délai de trois mois.
- CP12/26 – Insurance friendly societies, amalgamations and transfers
The PRA invites responses to the proposals set out in this consultation by Thursday 22 October 2026.
- Backgrounder: Consultative document on Senior Leader Accountability
Please provide your feedback to [email protected] by October 31, 2026.
November 2026 12
- The EBA consults on reporting framework for validation and monitoring of ISDA Standard Initial Margin Model
Deadline for submission of comments to the EBA consultation on ISDA SIMM reporting
- FINMA welcomes the Federal Council’s consultation drafts on the legislative package to strengthen the “too big to fail” framework
The consultation will run until 19 November 2026.
- Herziene richtlijn consumentenkrediet: vergunning aanvragen kan nu al
Nieuwe vergunning als kredietaanbieder of –bemiddelaar nodig vóór 20 november 2026? Vraag deze nu aan
December 2026 5
- T+1-detailregels zijn bekend: aan de slag met de voorbereidingen
Vanaf 7 december 2026 gelden de nieuwe detaileisen voor een snellere verwerking van transacties.
- ESMA calls on firms to finalise preparations ahead of T+1 settlement deadlines
The statement outlines key milestones, including the first regulatory deadline on 7 December 2026 for allocations and confirmations processes.
- T+1 Settlement: are firms ready for 2027?
AST critical recommendations expected to be implemented, including same-day trade allocation/confirmation and adoption of the FMSB SSI standard
- Hélène Rey appointed as Economic Adviser and Head of Monetary and Economic Department
Ms Rey is appointed for a five-year term, effective September 2026.
- Statistical Notice 2026/01 - Bank of England Levy: Deadline for Eligible Liabilities Return form submission for the Levy Year 2026/27
Statistical Notice 2026/01 - Bank of England Levy: Deadline for Eligible Liabilities Return form submission for the Levy Year 2026/27
January 2027 20
- Circular on (i) FAQs on the Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act; and (ii) Discontinuation of the Existing Misconduct Reporting System with effect from 1 January 2027
The revised Notices FAA-N27, 508 and SFA 04-N24 take effect; the existing Notices FAA-N14, 504 and SFA 04-N11 are cancelled; and the existing misconduct reporting system is discontinued.
- Nieuwe beleidsregel voor toetsing geschiktheid beleidsbepalers van accountantsorganisaties
De AFM beoogt de beleidsregel op 1 januari 2027 in werking te laten treden, tegelijk met de verwachte inwerkingtreding van de Wijzigingswet accountancysector.
- PS14/26 – CRR Definitions: restatement in PRA Rulebook
The changes summarised in this PS will become effective alongside the Basel 3.1 package, on Friday 1 January 2027.
- ESMA support ESEF implementation with updated taxonomy
The 2025 taxonomy reflects the introduction of IFRS 18 Presentation and Disclosure in Financial Statements, effective from 1 January 2027, with early application permitted.
- PS11/26 – Disclosure: resolvability resources, capital distribution constraints and the basis for firm Pillar 3 disclosure
The implementation date for all requirements is 1 January 2027.
- PS9/26 – Resolution planning: Amendments to MREL reporting templates
The revised MRL001 and MRL003 templates will be effective from 1 January 2027.
- New Q&As available
New Q&A (effective from 1 January 2027): ... Updated Q&As (amendments effective from 1 January 2027)
- ESMA supports the simplified European Sustainability Reporting Standards and suggests targeted adjustments
It shall apply to the financial years beginning on or after 1 January 2027.
- PS2/26 – Retiring the refined methodology to Pillar 2A – final
Accordingly, the policy to retire the refined methodology to Pillar 2A for all firms will take effect from 1 January 2027.
- PS4/26 – The Strong and Simple Framework: The simplified capital regime for Small Domestic Deposit Takers (SDDTs) – final
The SDDT capital regime will take effect on Friday 1 January 2027
- ESAs publish joint Guidelines on ESG stress testing
These Joint Guidelines shall apply from 1 January 2027.
- Issuance of Response to Consultation Paper on Revised Notices on Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act
The Revised Notices take effect and affected firms must comply with the revised misconduct-reporting framework.
- PS19/25 – Restatement of CRR requirements – 2027 implementation – near-final
the policies and requirements included in this near-final PS are intended to take effect from 1 January 2027
- PS18/25 – Retiring the refined methodology to Pillar 2A – near–final
the policy to retire the refined methodology to Pillar 2A for all firms will take effect from 1 January 2027
- SoP8/25 – The PRA’s approach to the exercise of powers referred to in Articles 244(3)(b), 245(3)(b), 254(4) and 258(2) of the Securitisation (CRR) Part of the PRA Rulebook
This is near-final material effective from 1 January 2027 to accompany PS19/25.
- SoP6/25 – The PRA’s approach to Internal Model Method (IMM) permission under the Counterparty Credit Risk (CRR) Part
This SS is effective from 1 January 2027.
- Publication of the Law of 5 May 2026 transposing Directive (EU) 2024/1619 (CRD VI) and Directive (EU) 2024/2994
A transitional period is provided for the provisions relating to third-country branches and the third-country regime for the provision of banking services, which will apply from 11 January 2027.
- Press Release: Joint Statement of Enforcement Policy in support of Venezuela’s Economic Recovery and Earthquake Relief Efforts
End of the stated commitment period for the agencies’ enforcement-policy non-action position
- Notification: Statement of Enforcement Policy in Support of Venezuela’s Economic Recovery and Earthquake Relief Efforts
End of the covered period for the joint enforcement commitment.
- CMI 27/2018 Controls and Disclosures to be Implemented by Licensed Securities-Based Crowdfunding Operators
Licensed SCF operators should update the expected rates of return disclosures in sub-paragraphs 11(ii) and 11(iii) and the non-performing loan rate disclosures in sub-paragraph 11(v) by the end of January in each calendar year.
February 2027 2
- Circular CSSF 26/915
The six-month transition period for PSPs not otherwise subject to DORA under Circular CSSF 25/893 is expected to end; the DORA incident-reporting framework then applies to those PSPs and Circular CSSF 21/787 is repealed for them.
- FCA sets landmark crypto rules to cement the UK’s place as a global hub
Firms can apply for authorisation between 30 September 2026 and 28 February 2027, so they are ready to start or continue to trade under the new mandatory regime
March 2027 8
- SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions
The SFC and the HKMA “aim to bring the amendments into effect on 1 March 2027”, and the proposed approach is “to be effective from 1 March 2027 onwards”.
- FCA confirms new incident and third party rules to bolster resilience
Firms have 12 months to prepare before the new rules come into force on 18 March 2027.
- PS7/26 – Operational resilience: Operational incident and third-party reporting
The implementation date for final rules and policy materials reflecting policy changes set out in this PS is 18 March 2027.
- SS1/26 – Operational resilience: Incident reporting
This SS is effective from 18 March 2027.
- Application of the Digital Operational Resilience Act (DORA) to third-country branches in Luxembourg
Target date identified by CSSF for the required-quality register-of-information submission by third-country branches of credit institutions headquartered in a third country.
- Circular CSSF 25/881 (as amended by Circular CSSF 26/915) (Updated)
Target date identified by the CSSF for the required-quality Register of Information submission by Luxembourg branches of third-country credit institutions.
- Circular CSSF 25/882 (as amended by Circular CSSF 26/915) (Updated)
Latest date for submission of the register covering arrangements contracted through the end of 2026, under the recurring annual window running from 28 February to 31 March of the following year.
- Circular CSSF 25/883 (as amended by Circular CSSF 26/915) (Updated)
Target CSSF submission deadline for the DORA register of information for affected third-country branches following the initial 2026 collection.
April 2027 1
- Circular CSSF 26/910
By way of derogation, for funds existing before the date of application, the Guidelines apply twelve months from that date (i.e. 16 April 2027).
June 2027 2
- FINMA guidance on quantum computing
FINMA recommends drawing up a PQC roadmap by mid-2027 at the latest.
- ASIC announces transformational package to safeguard Australia’s financial markets in response to ASX Inquiry interim report
A capital charge of $150 million will be implemented by 30 June 2027, and held until the agreed work in the new Accelerate program is completed to ASIC’s satisfaction.
July 2027 3
- CFTC Further Extends Compliance Date for Amendments to Form PF
The Commodity Futures Trading Commission today published a Joint Final Rule with the Securities and Exchange Commission further extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024 ('Form PF Amendments'), from October 1, 2026, to July 1, 2027.
- PS25/19: Improving the complaints reporting process
Firms will make their first submission of the new return from 1 July 2027, covering the reporting period 1 January to 30 June 2027.
- SFC mandates phishing-resistant authentication methods for internet brokers and VATPs to protect client accounts
Internet brokers and VASPs are expected to implement robust authentication solutions ... as soon as practicable and in any event, no later than 8 July 2027 (ie, within 12 months from the date of this circular).
September 2027 2
- ID 04/26 Issuance of Guidelines on Transition Planning (Insurers)
The Guidelines will take effect from September 2027, after an 18-month transition period.
- PRA fines The Bank of London and its parent company Oplyse Holdings Limited £2m for failing to act with integrity and misleading the PRA over their capital position
The Firm and Parent FHC must pay the financial penalty in instalments as set out in the Settlement Agreement, with the final payment received by no later than 30 September 2027.
October 2027 1
- Crypto firms get guidance on how the new regime applies
The regime comes into force on 25 October 2027.
April 2028 1
- FCA finalises rules to cut firms' transaction reporting costs by over £100m a year
The new regime will come into force on 3 April 2028.
November 2028 1
- Technical Amendment - Hedging of counterparty credit risk exposures
Committee members agreed to implement the revised standard by this date at the latest
March 2029 1
- Finalisation of technical amendment and frequently asked questions
Latest date by which Basel Committee members agreed to implement the technical amendment
July 2029 1
- Directive (EU) 2026/470 of the European Parliament and of the Council of 24 February 2026
They shall apply those measures from 26 July 2029
No upcoming deadlines match these filters. Coverage grows with every pipeline run — try widening the jurisdictions, or clearing the high-confidence filter.
Recently closed
Kept for context — useful when a consultation has closed and you need to know when responses were due.
September 2026 31
- SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
Comments should be received on or before September 21, 2026.
- Statement on Proposed Regulation E-Delivery
Deadline for public comments on the proposal
- Paper Taper: Statement on Proposed Regulation E-Delivery
Public comments due on the proposal
- The EBA consults on rules to further improve depositor protection under the revised Deposit Guarantee Schemes Directive
Registration deadline (12:00 CEST) for public hearing on all four regulatory products
- Fsra Publishes Proposed Regulatory Framework For Transfer Schemes
The consultation period will close on 21 September 2026.
- Tai Mo Shan Limited
Comments Due: 30 days from date of this Notice
- PRA sets out adjustments to its market risk internal model approach under Basel 3.1
Responses are requested by Friday 18 September 2026.
- Non-UK business removed from Consumer Duty scope to reduce burdens on wholesale businesses
We welcome your feedback on these proposals by 18 September 2026.
- Refining the Consumer Duty to give greater confidence to wholesale firms
We welcome your feedback on these proposals by 18 September 2026.
- FSCA Press Release - Update regarding 80 Eight South Africa (Pty) Ltd
Deadline to prepare and implement the client-protection policy within two months of the order
- Streamlined rulebook to save asset managers £128m a year
Send us your feedback by 16 September 2026
- Survey launched by AMLA on Central Contact Points
The survey will remain open until 15 September 2026.
- The DFSA proposes significant updates to its Collective Investment Fund…
The DFSA encourages responses via its online response form by 7 September 2026 from all stakeholders with an interest in DIFC’s fund and asset management ecosystem.
- Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money laundering programs
Indicative comment deadline if the proposal is published in the Federal Register on July 7, 2026; the Federal Reserve states comments are due 60 days after Federal Register publication
- ESMA confirms go-live for weekly commodity derivatives position reporting
Weekly commodity derivatives position reporting framework goes live; updated weekly reporting requirements apply from this date
- FCA confirms final guidance to tackle serious non-financial misconduct in financial services
The guidance will come into force on 1 September 2026 at the same time as the new rule at COCON 1.1.7FR.
- PS25/23: Tackling non-financial misconduct in financial services
The guidance will come into force on 1 September 2026 at the same time as the new rule at COCON 1.1.7FR.
August 2026 53
- FCA confirms motor finance redress scheme
There will be a short implementation period so firms can prepare. This will be up to: 30 June 2026 for loans taken out from 1 April 2014; 31 August 2026 for those agreed earlier.
- SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
DATES: Comments must be received on or before August 31, 2026.
- SEC Seeks Public Comment on Novel Exchange-Traded Funds
The public comment period will remain open for 60 days following publication of the request for comment in the Federal Register.
- CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems
Respondent shall pay a civil monetary penalty in the amount of eight million dollars ($8,000,000) (“CMP Obligation”) within thirty (30) days of the date of the entry of this Order.
- Consultatie over aangepaste regels in Caribisch Nederland
Reacties kunnen worden gestuurd naar [email protected] tot en met 28 augustus 2026.
- Circular CSSF 20/750 (as amended by Circulars CSSF 22/828, 25/881 and 26/915) (Updated)
Chapter 3: Date of application — This circular shall apply with immediate effect.
- CFTC Seeks Public Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
The comment period for the request for comment published June 25, 2026, at 91 FR 38334, is extended through August 26, 2026.
- Harvey Norman and Latitude ordered to pay combined $55 million penalties for misleading customers
Within 28 days of the date of these orders, the First Defendant cause to be published ... the adverse publicity notice ... for a period of not less than 90 days.
- Court orders Fiducian Investment Management Services to pay $7.3 million penalty over operation of ESG fund
Commonwealth of Australia within 14 days of the date of these orders
- Special Purpose Credit Programs: Rescission of Interagency Statement
the agencies rescind the guidance provided in the Interagency Statement, effective immediately.
- SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
Comments must be submitted by August 24, 2026.
- SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
Comments must be received by August 24, 2026.
- CFTC, SEC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
Comments must be received on or before August 24, 2026.
- CFTC, SEC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
Comments Due: Aug. 24, 2026
- FCA consults on proposals to support strong, consistent standards in the SIPP market
We welcome views on our proposals by 24 August 2026.
- The EBA seeks feedback on the 4.4 draft technical package of its reporting and disclosure framework
Deadline for stakeholders to submit comments and suggestions on the draft technical package 4.4 and new glossary
- Circular CSSF 21/783 (outdated)
CSSF Circular 21/783, which incorporated these Guidelines into the CSSF’s administrative practice, will become outdated from 23 August 2026.
- ESMA simplifies MiFID II/ MiFIR obligations on market data
Market data providers authorised before that date benefit from a transition period until 22 August 2026.
- Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC
Payment deadline for the $28 million penalty by Wells Fargo Clearing Services, LLC and the $7 million penalty by Wells Fargo Advisors Financial Network, LLC, within 10 days of entry of the order
- Public consultation by FATF by 21 August 2026 on guidance to increase payment transparency - “travel rule”
Public consultation by FATF by 21 August 2026 on guidance to increase payment transparency - “travel rule”
- Financial regulator to simplify investment disclosure regime
Send us your feedback by 21 August 2026.
- PS5/26 – Credit Union Service Organisations
The new Chapter 18 of SS2/23 (Credit Unions that use or own CUSOs) will take effect on 20 August 2026, six months following publication of this PS.
- Sanktionen: Russland
The new measures entered into force, including the prohibition on using Russian platforms for crypto-asset transfers and exchanges and the prohibition on supporting development of specified Russian crypto-assets such as the digital rouble.
- Federal Reserve Board announces approval of application by National Westminster Bank Plc
By order, approved pursuant to authority delegated by the Board, effective August 20, 2026.
- Aktualisierte Sanktionsmeldung: Islamische Republik Iran
The amendment became legally effective at 23:00 Swiss time; affected prohibitions, asset freezes and SECO reporting obligations applied from that time.
- Aktualisierte Sanktionsmeldung: ISIL (Da'esh) und Al-Kaida
Die Änderung ist in der Schweiz direkt anwendbar.
- Statement on the Proposed Amendments to Regulation NMS
Public comment period closes according to contemporaneous SEC practitioner coverage of the proposal
- SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)
Comments on the Proposal are due by Monday, August 17, 2026.
- Circular CSSF-CPDI 26/51
FGDL members are requested to provide the data at the level of their legal entity, comprising data from branches located within other Member States, by 17 August 2026.
- CFTC Approves Final Rule Amending Margin Requirements for Uncleared Swaps
Effective August 17, 2026, the CFTC adopted a Final Rule amending its margin requirements for uncleared swaps applicable to swap dealers and major swap participants that are not subject to prudential regulator margin rules.
- Aktualisierte Sanktionsmeldung: ISIL (Da'esh) und Al-Kaida
The measures come into force at 11 pm on 17.08.2026.
- Aktualisierte Sanktionsmeldung: Russland
The amendments and resulting prohibitions, asset-freezing requirements and reporting implications take effect at 23:00 Swiss time; firms should have implemented screening and control changes by this time.
- Aktualisierte Sanktionsmeldung: ISIL (Da'esh) und Al-Kaida
Die Änderung ist direkt anwendbar. Das SECO hat daher am 17. August 2026 die für die Schweiz massgebliche Sanktionsdatenbank SESAM angepasst.
- FCA consults on targeted changes to listing rules for closed-ended investment funds
The FCA welcomes views on whether these proposals strike the right balance by 14 August 2026
- Public consultation by ESMA until 12 August 2026 on simplifying EU Taxonomy disclosure framework
Public consultation by ESMA until 12 August 2026 on simplifying EU Taxonomy disclosure framework
- Aktualisierte Sanktionsmeldung: Südsudan
Die dringlichen Änderungen treten heute, 23:00 Uhr, in Kraft.
- Aktualisierte Sanktionsmeldung: Sudan
Die dringlichen Änderungen treten heute, 23:00 Uhr, in Kraft.
- Aktualisierte Sanktionsmeldung: Moldau
Die Massnahmen treten am 11.08.2026 um 23:00 Uhr in Kraft.
- Disorder Protection Rule: Statement on the Proposed Amendments to Rule 611 and Other Provisions of Regulation NMS
Comment period end date if counted as 60 days from the June 17, 2026 Federal Register publication date stated in the source materials
- Statement at the SEC Open Meeting on the Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
Comment period deadline if measured as 60 days after the June 11, 2026 Federal Register publication date reflected in the SEC materials
- MAS Proposes Regulatory Changes to Facilitate Faster Approvals of New Fund Types
This consultation closes at 11.59 PM on 10 August 2026.
- MAS Consults on Protected Cell Company Framework to Support Growth of Alternative Risk Transfer Solutions in Insurance
The closing date for the consultation is 7 August 2026.
- ESMA consults on a new simplified approach to updating MMF stress test parameters
Feedback should be submitted by 6 August 2026.
- Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
Cash flow forecasts due 30 days after the agreement date, as described in the agreement reporting
- SEC Proposes Rescission of Climate-Related Disclosure Rules
Comments should be received on or before August 3, 2026.
- Guidance on Money Market Fund Weekly Liquid Asset Levels
These responses should be submitted electronically by email to [email protected] no later than 3 August 2026.
- Court approves distribution of money recovered from Argento Wealth
Eligible investors must act by 1 August 2026.
July 2026 53
- Circular CSSF 24/850 (as amended by Circular CSSF 25/903) (Updated)
“All documents are to be transmitted no later than within a period of seven months following the closing of the financial year of the support PFS.” The circular applies to financial years closing on 31 December 2025 or after; for a 31 December 2025 year-end, this falls on 31 July 2026.
- Circular CSSF 25/903
L’ensemble des documents sont à transmettre au plus tard dans un délai de sept mois suivant la clôture de l’exercice social du PSF de support.
- ASIC bans former financial adviser Rhys Reilly for 10 years and suspends Conexus Group’s AFS licence
The suspension will remain in place until 31 July 2026 to enable Conexus to sever its relationship with Mr Reilly and to update its license arrangements.
- CP8/26 – Funded reinsurance
Responses are requested by Friday 31 July 2026.
- PRA publishes plans to support resilience in the life insurance industry
Responses are requested by Friday 31 July 2026.
- CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Data Reporting Requirements for Certain Event Contracts
Comments must be received on or before July 31, 2026.
- Aktualisierte Sanktionsmeldung: Taliban
The amendments of the UN Security Council’s sanctions lists enter into force in Switzerland without delay.
- Central Bank of Ireland publishes Supplemental Guidance on Prohibition Notices under the Fitness and Probity Regime
The Supplemental Guidance is effective from 30 July 2026.
- Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions with BNP Paribas S.A., BNP Paribas USA, Inc., BNP Paribas Securities Corp., and Community Bankshares, Inc.
Approximate latest date to increase equity if measured as 30 days from the June 29, 2026 directive date; the exact deadline depends on the directive's effective date and any permitted extension
- Circular CSSF 26/909
The Guidelines apply as from 28 July 2026.
- FCA proposes changes to help more people access mortgages
We are asking for comments on this Consultation Paper (CP) by 28 July 2026.
- SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
Public Comments Due July 27, 2026
- CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Event Contracts Involving Enumerated Activities
Comments must be in writing and received by July 27, 2026.
- The EBA consults on amendments to data collection for the 2027 market risk benchmarking exercise
Deadline (16:00 CEST) for registration to the public hearing on the consultation
- ASIC secures $10.3 million in penalties against Mercer Super for systemic reporting failures
Within 30 days of this order, MSAL pay to the Commonwealth a pecuniary penalty ... [and] pay ASIC’s costs ... The date of order was 26 June 2026.
- Council Implementing Regulation (EU) 2026/1817 of 23 July 2026
This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.
- Council Regulation (EU) 2026/1848 of 23 July 2026
This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.
- Council Implementing Regulation (EU) 2026/1843 of 23 July 2026
This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union. It shall be binding in its entirety and directly applicable in all Member States.
- Identification of obliged entities that will be eligible for direct supervision by the European Authority for anti-money laundering and countering the financing of terrorism (AMLA)
The completed template must be submitted to the CSSF by 22 July 2026 at the very latest.
- GENIUS Act: Anti-Money Laundering/Countering the Financing of Terrorism and Sanctions Compliance: Notice of Proposed Rulemaking
Planned deadline for comments, if the Federal Register publication date aligns with the bulletin date and the OCC’s 30-day comment period is measured from publication
- Circular CSSF 26/914
The completed template must be submitted to the CSSF by all addressees of this Circular by 22 July 2026 at the very latest.
- Opening remarks on sound practices for artificial intelligence
Deadline for public comments on the consultation report
- Bowman, Modernizing Financial Regulation
FSB public comment deadline for the consultation report on sound practices for responsible adoption of AI
- SFC reprimands and fines Victory Securities Company Limited $1.7 million and suspends its responsible officer for regulatory breaches
The SFC has also suspended the licence of Mr Stephen Chiu Che Leung, a responsible officer (RO) and manager-in-charge (MIC) of Victory, for three months from 22 July 2026 to 21 October 2026.
- Federal Court orders $35 million penalty against HSBC for scam protection failures
Within 30 days of the date of these orders, HSBC Australia pay to the Commonwealth of Australia a pecuniary penalty of $35 million... HSBC Australia will within 30 days of the date of these orders cause the Written Notice to be prominently displayed on its website...
- $35 million penalty sought as HSBC admits to scam protection failures, and implements compensation plan
Within 30 days of the date of these orders, HSBC Australia pay to the Commonwealth of Australia a pecuniary penalty of $35 million.
- Council Implementing Regulation (EU) 2026/1779 of 17 July 2026
Article 2 establishes the immediate entry into force upon publication; the regulation is directly applicable from 17 July 2026.
- Aktualisierte Sanktionsmeldung: Demokratische Republik Kongo
The change is directly applicable in Switzerland. SECO therefore, on 17 July 2026, adapted the SESAM sanctions database. Financial intermediaries are required to implement the prohibitions, freeze the sanctioned persons’ assets and report the affected business relationships to SECO.
- MAS Amends the Singapore Code on Take-Overs and Mergers
The amendments take effect on 16 July 2026.
- Press Release: Agencies Issue Joint Statement on Handling of Highly Sensitive Information During Bank Examinations
Affected banks must be notified of any potential or confirmed material data breach involving confidential supervisory information no later than 72 hours after discovery, unless legal restrictions apply
- New protections confirmed for Buy Now Pay Later borrowers
Buy Now Pay Later (BNPL) borrowers will benefit from stronger protections from 15 July 2026, following the Government's decision to bring the sector under the FCA's regulation.
- Commodity traders offer £1m to crisis fund after FCA competition probe
Interested parties have until 5pm on 14 July 2026 to respond to this consultation.
- FCA introduces clearer and simpler short selling rules
Our short selling rules came into force on Monday 13 July 2026.
- PS17/26 – Regulated fees and levies: Rates proposals 2026/27
The implementation date for the PRA Rulebook: PRA Fees Amendment Instrument 2026 is Monday 13 July 2026.
- UK financial regulators to begin overseeing Critical Third Parties announced by HM Treasury
The regulations will come into effect on Monday 13 July 2026.
- UK financial regulators to begin overseeing Critical Third Parties announced by Treasury
The regulations will come into effect on Monday 13 July 2026.
- Council Implementing Regulation (EU) 2026/1710 of 13 July 2026
This Regulation shall enter into force on the date of its publication in the Official Journal of the European Union.
- Commission Delegated Regulation (EU) 2026/395 of 23 February 2026
Article 1, points (1), (2) and (4), however, shall apply from 10 July 2026.
- Aktualisierte Sanktionsmeldung: ISIL (Da'esh) und Al-Kaida
Die Änderung ist in der Schweiz direkt anwendbar. ... Das SECO hat daher am 10. Juli 2026 die für die Schweiz massgebliche Sanktionsdatenbank SESAM ... angepasst.
- SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
Comments should be received on or before July 6, 2026.
- CFTC Orders Two Foreign Firms to Pay $2.5 Million for Illegal Off-Exchange Transactions with U.S. Customers
Netrios shall pay a civil monetary penalty in the amount of one million seven hundred fifty thousand dollars ($1,750,000), and Red Acre shall pay a civil monetary penalty in the amount of seven hundred fifty thousand dollars ($750,000) (collectively, the “CMP Obligations”), within ten (10) days of the date of the entry of this Order.
- Communication to market participants on the application of the ESG Ratings Regulation and the new disclosure requirements under the SFDR
The CSSF expects financial market participants and financial advisers to duly comply with the above-mentioned provisions as from 2 July 2026.
- Crypto-asset markets: Agreement reached on the European Crypto-Assets regulation (MiCA)
Digital Asset Service Providers (DASPs) who were engaged in the provision of crypto-asset services before the date of entry into force of the European MiCA Regulation have until 1 July 2026 to obtain an authorisation as PSCA under MiCA.
- Markets in crypto-assets: publication of the MiCA regulation
From 1 July 2026, they will have to obtain MiCA authorisation in order to continue offering their services, including to investors in France.
- Crypto-assets: the AMF clarifies its policy on DASPs authorised under the PACTE Law to take account of the transitional period and facilitate the transition to MiCA
In France, market participants who can demonstrate that they provided crypto-asset services in accordance with national law prior to this date may continue to do so for a maximum period of 18 months, i.e. until 1 July 2026.
- SoP5/15 – The PRA's methodologies for setting Pillar 2 capital
Published on 28 October 2025. Effective from 1 July 2026.
- The AMF reminds Digital Asset Service Providers that the transitional period allowing them to continue providing crypto-asset services in France without MiCA authorisation ends on 1 July 2026
With effect from that date, only Crypto-Asset Service Providers (CASPs) authorised in accordance with MiCA can provide crypto-asset services in France.
- PS6/26 – Recognised exchanges policy and transfer of main indices
The implementation date for the PRA’s rules specifying conditions under Article 4(1)(72)(c) CRR and the revocation of SS20/13 will be Wednesday 1 July 2026.
- CP6/26 – High loan to income lending
Responses are requested by Wednesday 1 July 2026.
- End of the MiCA transitional period: ESMA sets out its expectations of professionals and warns retail investors
By 1 July 2026, any service provider not authorised to provide services under the European MiCA Regulation must have implemented its wind-down plan.
- Crypto-assets: the end of the Pacte law and European MiCA Regulation transitional period establishes a new role for the AMF
Providers already operating under the pre-existing French regime could take advantage of a transitional period, which ran until 1 July 2026, to obtain MiCA authorisation.
June 2026 40
- Circular CSSF 26/906
La présente circulaire est applicable à partir du 30 juin 2026.
- New Circular CSSF 26/906 “Central administration, internal governance and risk management” applicable to payment and electronic money institutions
Institutions in scope of this circular shall assess and review their central administration, internal governance and risk management framework in view to ensuring their compliance by 30 June 2026 with this circular.
- Millions of car finance customers to get payouts this year as FCA goes ahead with compensation scheme
There will be a short implementation period so firms can prepare. This will be up to: 30 June 2026 for loans taken out from 1 April 2014.
- CPMI-IOSCO publishes for consultation updated guidance and public disclosures to support the implementation of initial margin proposals
Deadline to submit consultation comments to the CPMI and IOSCO secretariats
- The AMF announces the withdrawal of AUTOMATA France SAS’s registration as a digital asset service provider effective from 30 June 2026
The AMF announces the withdrawal of AUTOMATA France SAS’s registration as a digital asset service provider effective from 30 June 2026
- ESMA recognises the Clearing Corporation of India Limited as a Tier 1 third-country CCP
The recognition of CCIL took effect on 30 June 2026.
- First cohort of GenA.I. Sandbox++
Applications for the GenA.I. Sandbox++ are now open until 30 June 2026.
- Explanatory Brief: The Securities and Futures (Amendment) Bill 2026
The Securities and Futures (Amendment) Act 2026 comes into effect on 29 June 2026.
- ASIC cancels AFS licence of Capital Guard for fake bond sale and other dishonest conduct
The licence cancellation is effective from 29 June 2026.
- Basel Committee issues a consolidated version of its guidelines
Comments on the consultation are requested by 26 June 2026.
- CFTC and SEC Jointly Propose Amendments to Strengthen Disclosure and Reduce Private Fund Reporting Burdens
Comments should be received on or before June 23, 2026.
- SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
Comments should be received on or before June 23, 2026.
- SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
The public comment period will remain open for 60 days following publication of the concept release in the Federal Register.
- Circular CSSF 26/913
3. Date of application: This circular shall apply with immediate effect.
- Federal Court orders $925,000 in penalties against RM Capital and SMSF Club for conflicted remuneration breaches
Pursuant to s 1101B(1)(a)(i) ... within six months of the date of these orders, RM Capital must ... provide ASIC with a written report of an independent expert ...; [and] SMSF Club must ... provide ASIC with a written report of an independent expert.
- The DFSA moves to accelerate Islamic Finance sector growth in DIFC, consulting…
Authorised Firms and Authorised Market Institutions, and their employees, applicants, professional advisers, and other industry participants are invited to submit comments via the DFSA's online response form by 19 June 2026.
- OSFI lowers Domestic Stability Buffer to 3.0% so Canada's largest banks can deploy more capital
Effective June 19, 2026, OSFI's supervisory expectation is 11% of risk-weighted assets, composed of: ... Domestic Stability Buffer (3.0% of risk-weighted assets).
- Is uw online klantreis vrij van ongewenste beïnvloeding?
Per 19 juni treedt de herziene Distance Marketing of Financial Services Directive (DMFSD) in werking.
- Commission Delegated Regulation (EU) 2026/773 of 4 March 2026
This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union.
- CP5/26 – Modernising the liquidity policy framework
Responses are requested by Wednesday 17 June 2026.
- PRA publishes liquidity reform proposals
Responses are requested by Wednesday 17 June 2026. This consultation closes on Wednesday 17 June 2026.
- FCA reviewing whether APRs support consumers’ choices
We’re asking for views by 17 June 2026.
- Aktualisierte Sanktionsmeldung: Russland
The measures come into force today at 23:00.
- Aktualisierte Sanktionsmeldung: Syrien
Die Massnahmen treten am 16. Juni 2026 um 23.00 Uhr in Kraft.
- Public consultation by AMLA on the draft RTS on group-wide minimum requirements and additional measures for subsidiaries and branches in third countries
To submit your comments, click on the ‘respond’ button on the consultation page by 15/06/2026, 23:59 (CET).
- AMLA start consultatie AML-CFT-risicobeoordeling en beleid
Consultation remains open until 15 June 2026
- CFTC Issues Proposed Rule to Modify Clearing Requirement for Canadian Dollar- and Mexican Peso-Denominated Interest Rate Swaps
Comments must be received by June 11, 2026.
- FINMA launches consultation on partial revision of the FINMA Anti-Money Laundering Ordinance
The consultation will go on until 9 June 2026.
- Oproep om twee T+1-gereedheidsenquêtes in te vullen
Het invullen van beide enquêtes kan uiterlijk tot 9 juni 2026.
- FCA imposes requirements on Euro Exchange Securities UK Limited and interim managers appointed by the Court
By 12pm on 9 June 2026 the Firm must: a. Notify in writing all customers, banking partners, payment services providers or any relevant person of the imposition and effect of these Requirements...
- ESMA publishes statement supporting the smooth implementation of the Listing Act – simplifying prospectus compliance for issuers
The Listing Act amendments to the Prospectus Regulation fully enter into application on 5 June 2026.
- Central Bank of Ireland Launches Discussion Paper on Tokenisation and Distributed Ledger Technology in Financial Services
Submissions on the Discussion Paper are invited by 5 June 2026.
- Aktualisierte Sanktionsmeldung: Sudan
The changes enter into force today, 23:00 hours.
- CFTC Seeks Public Comment Relating to Commitments of Traders Reports
DATES: Comments must be received on or before June 4, 2026.
- SS5/25 – Enhancing banks’ and insurers’ approaches to managing climate-related risks
Firms are expected to carry out an internal review of their current status in meeting the expectations set out in the final policy and develop a plan for addressing any identified gaps. This should be completed within six months of commencement of the final policy. The SS commenced on 3 December 2025.
- PS25/25 – Enhancing banks’ and insurers’ approaches to managing climate-related risks – Update to SS3/19
This should be completed within six months of commencement of the SS (ie by 3 June 2026).
- FCA consults on guidance on UK’s future crypto regime
The consultation closes on 3 June 2026.
- International,Comment letter on the Draft Delegated Regulation on revised European Sustainability Reporting Standards (ESRS)
Stakeholders are invited to provide feedback until 3 June via the portal.
- Aktualisierte Sanktionsmeldung: Myanmar
Die Änderung tritt heute, 23:00 Uhr, in Kraft.
- Federal Court orders $33.5 million penalty against Snaffle operator for inflating prices and overcharging on credit contracts
Within 14 days of the date of these orders, Walker Stores must: (a) request Addis Holdings ... to publish ... an adverse publicity notice; and (b) take all steps reasonably available to it to procure publication of that notice.