OCC Requests Comment on Proposed Rulemaking on the OCC Rules Regarding the Availability of OCC Information
AI Analysis
The OCC issued a notice of proposed rulemaking on August 3, 2026 to restructure and revise 12 CFR part 4, which governs disclosure of OCC information. The proposal matters for compliance teams because it would change when supervised entities may share confidential supervisory information, expand certain disclosure exceptions, and update FOIA processing rules.
Key dates
- 2026-08-03
- OCC issued the notice of proposed rulemaking
- 2026-10-05 Deadline
- Comments on the proposal are due 60 days after publication in the Federal Register
- 2026-08-05
- Federal Register publication date of the proposed rule
Suggested considerations
- Compliance teams may wish to review current internal controls for handling OCC nonpublic information and map where the proposed CSI category could affect disclosure workflows.
- Firms may wish to assess whether existing information-sharing arrangements with government agencies or service providers would fit within the proposed exceptions and safeguards.
- Teams responsible for FOIA or public records requests may wish to update procedures for expedited processing requests and any related appeal handling.
- Banks and supervised entities may wish to submit comments on operational burden, safeguards, and the practical impact of the proposed disclosure exceptions before the comment deadline.
What changed
The proposal would make structural and substantive changes to the OCC’s disclosure framework in 12 CFR part 4. According to the OCC, it would create a new nonpublic information category called confidential supervisory information (CSI), modify the prior-approval framework for supervised entities that want to disclose CSI, and add tailored exceptions for business efficiency, government accountability, and supervisory coordination, subject to safeguards. It would also provide for the release of certain aged CSI, clarify the OCC’s position on referrals for criminal prosecution for unauthorized disclosure, and establish expedited FOIA processing procedures, including appeals for denial of expedited processing or fee waiver requests. The proposal also would combine current subparts B and C into
Compliance impact
The OCC frames the rule as a balance between protecting confidential supervisory information and allowing limited disclosure to support business operations, public confidence, and accountability. For compliance programs, the main impact is operational: firms may need to adjust disclosure approvals, information-sharing controls, and FOIA response processes if the proposal is finalized.
Who is affected
Related regulations
References
AI-generated analysis. May contain errors or omissions — verify with the original OCC source before acting. Full disclaimer.
What the OCC said
The Office of the Comptroller of the Currency (OCC) today requested comment on a proposal to implement structural and substantive changes to its rules governing the disclosure of OCC information.
Published by OCC . Read the full notice at the source for the authoritative text.