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Statement on Proposed Amendments to Investment Company Cross Trading

What the SEC said

Chairman Paul S. Atkins

Published by SEC . Read the full notice at the source for the authoritative text.

Context

Securities and Exchange Commission (SEC) — Primary regulator of US securities markets. We track 357 updates from them.

US financial regulation is overseen by multiple agencies including the SEC, CFTC, Federal Reserve, OCC and FDIC. Browse all United States updates.

This update is classified under Consumer Protection / Conduct and Investment Management.

Relevant Firm Types

Asset ManagerHedge Fund
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