SEC to Host Hybrid Event on Regulation S-P for Small Firms
Why this matters
This regulatory update from the SEC is focused on helping small firms comply with amendments to Regulation S-P, which covers consumer privacy and data protection requirements. It is relevant for investment management, wealth management, and capital markets firms, and has medium urgency as firms need to ensure compliance with the updated regulation.
AI-generated classification rationale, not a full analysis. Verify with the original SEC source before acting. Full disclaimer.
What the SEC said
The Securities and Exchange Commission today announced it will hold its third and final outreach event to help firms comply with amendments to Regulation S-P. The event, which is focused on small firms, is open to in-person or virtual attendance, and is…
Published by SEC . Read the full notice at the source for the authoritative text.
Context
Securities and Exchange Commission (SEC) — Primary regulator of US securities markets. We track 295 updates from them.
US financial regulation is overseen by multiple agencies including the SEC, CFTC, Federal Reserve, OCC and FDIC. Browse all United States updates.
This update is classified under Consumer Protection / Conduct, Reporting & Disclosure, Authorisation & Licensing and Investment Management.