SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS
Why this matters
This regulatory update from the SEC relates to Rule 611 of Regulation NMS, which governs order protection and market transparency requirements for broker-dealers. The roundtable discussion is likely to cover topics around market abuse, surveillance, and reporting/disclosure obligations for firms operating in the capital markets.
AI-generated classification rationale, not a full analysis. Verify with the original SEC source before acting. Full disclaimer.
What the SEC said
The Securities and Exchange Commission today announced the agenda and panelists for its Dec. 16, 2025, roundtable on Rule 611 of Regulation NMS and other associated rules and regulatory requirements.The roundtable will be held at the University of Austin…
Published by SEC . Read the full notice at the source for the authoritative text.
Context
Securities and Exchange Commission (SEC) — Primary regulator of US securities markets. We track 295 updates from them.
US financial regulation is overseen by multiple agencies including the SEC, CFTC, Federal Reserve, OCC and FDIC. Browse all United States updates.
This update is classified under Market Abuse / Surveillance, Reporting & Disclosure and Capital Markets & Trading.