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Tribunal upholds ban and fines for corrupt and dishonest adviser

What the FCA said

The FCA's decision to ban Darren Antony Reynolds from working in financial services and fine him £2,037,892 has been upheld by the Upper Tribunal. The FCA's decision to ban Darren Antony Reynolds from working in financial services and fine him £2,037,892 has been upheld by the Upper Tribunal.Mr Reynolds was dishonest…

Extract from FCA . Read the full notice at the source for the authoritative text.

Context

Financial Conduct Authority (FCA) — UK financial services regulator. We track 425 updates from them.

Financial services regulation in the UK, primarily overseen by the FCA and PRA. Browse all United Kingdom updates.

This update is classified under Consumer Protection / Conduct, Senior Managers / Governance, Authorisation & Licensing and Insurance & Pensions.

Relevant Firm Types

Wealth ManagerAll Firms
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