2026 fines
Why this matters
This regulatory update covers fines imposed by the FCA in 2026, which relate to breaches of market abuse regulations, listing rules, and governance requirements. This impacts a range of financial firms including banks, broker-dealers, and asset managers.
AI-generated classification rationale, not a full analysis. Verify with the original FCA source before acting. Full disclaimer.
What the FCA said
This page contains information about fines published during 2026. The total amount of fines so far is £371,700. Firm or individual finedDateAmountReasonRichard Adam07/01/2026£232,800The Final Notice refers to knowing concern in breaches of Article 15 of the Market Abuse Regulations, Listing Rule 1.3.3R, Listing…
Extract from FCA . Read the full notice at the source for the authoritative text.
Context
Financial Conduct Authority (FCA) — UK financial services regulator. We track 425 updates from them.
Financial services regulation in the UK, primarily overseen by the FCA and PRA. Browse all United Kingdom updates.
This update is classified under Market Abuse / Surveillance, Reporting & Disclosure, Senior Managers / Governance and Banking & Credit.