CFTC Staff Amends Brexit-Related No-Action Positions for Additional UK Trading Facilities
Why this matters
This regulatory update from the CFTC is relevant for capital markets firms, particularly broker-dealers, as it amends no-action positions related to the UK's withdrawal from the EU. The update covers authorization and licensing requirements as well as reporting and disclosure obligations for certain UK trading facilities.
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What the CFTC said
No description available.
Published by CFTC . Read the full notice at the source for the authoritative text.
Context
Commodity Futures Trading Commission (CFTC) — Regulates US derivatives markets. We track 200 updates from them.
US financial regulation is overseen by multiple agencies including the SEC, CFTC, Federal Reserve, OCC and FDIC. Browse all United States updates.
This update is classified under Authorisation & Licensing, Reporting & Disclosure and Capital Markets & Trading.