Registration prohibition order against former UGC financial adviser Stephen Rogers increased to three years following review
What the ASIC said
Registration prohibition order against former UGC financial adviser Stephen Rogers increased to three years following review
Published by ASIC . Read the full notice at the source for the authoritative text.
Context
Australian Securities and Investments Commission (ASIC) — Australia's financial services regulator. We track 319 updates from them.
Australian financial services are regulated by ASIC and APRA. Browse all Australia updates.
This update is classified under Technology & Cyber, Authorisation & Licensing and Wealth & Private Banking.