Regime applicable to financial investment advisers: update of Position-Recommendation DOC-2006-23
Why this matters
This regulatory update from the AMF relates to the regime applicable to financial investment advisers, which impacts asset managers and wealth managers. It covers consumer protection and licensing/authorization requirements.
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What the AMF said
Asset management Investment advice Regime applicable to financial investment advisers: update of Position-Recommendation DOC-2006-23
Published by AMF . Read the full notice at the source for the authoritative text.
Context
Autorite des Marches Financiers (AMF) — France's financial markets regulator. We track 675 updates from them.
French financial markets are regulated by the AMF and ACPR. Browse all France updates.
This update is classified under Consumer Protection / Conduct, Authorisation & Licensing, Investment Management and Wealth & Private Banking.