All financial regulatory updates published in August 2025.
Rates Finder– Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This regulatory update from the Central Bank of Ireland warns about an unauthorized firm operating in the banking, investment management, and wealth management sectors. This is a high urgency issue as it relates to consumer protection and the proper authorization of financial firms.
Quilter Cheviot Europe Limited (CLONE) - Central Bank of Ireland Issues Warning on Unauthorised Fir
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm, Quilter Cheviot Europe Limited (CLONE), which is impersonating a legitimate wealth management firm. This is a consumer protection issue and relates to the authorization and licensing of financial firms operating in Ireland.
Barclays Wealth (Clone) – Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm operating under the name 'Barclays Wealth (Clone)'. This is a consumer protection issue related to firms operating without proper authorization, which poses risks to investors and the public.
Magnum Options - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This warning from the Central Bank of Ireland relates to an unauthorized firm operating in the banking, investment management, and wealth management sectors. It is a high urgency issue as it involves consumer protection and the proper authorization of financial firms.
LSFX Limited/ LightStocksFX- Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This warning from the Central Bank of Ireland relates to an unauthorized firm operating in the investment and wealth management sectors, which poses risks to consumers. The high urgency reflects the need to alert the public about this unauthorized activity.
The Swiss Financial Market Supervisory Authority FINMA has completed its annual assessment of the emergency and recovery plans for the domestic systemically important banks. The emergency plans for Zürcher Kantonalbank and Raiffeisen fulfil the regulatory requirements. The emergency plan for PostFinance is still not…
Why this matters
This regulatory update from FINMA assesses the emergency and recovery plans for three domestic systemically important banks in Switzerland - PostFinance, Raiffeisen, and Zürcher Kantonalbank. This is relevant for the banking and payments sectors, as it relates to prudential requirements and operational resilience.
Uniq Loan Financial - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized retail credit firm, Uniq Loan Financial, which is not authorized to provide retail credit services in Ireland. This is a high urgency issue as it relates to consumer protection and unauthorized financial activities.
CFD Trades 24 – Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm, CFD Trades 24, that is operating without proper authorization. This poses risks to consumers and the integrity of the financial markets, warranting a high urgency classification.
BW Financial Services (Clone) - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm cloning the details of a legitimate authorized firm. This poses a high risk to consumers and requires immediate attention.
Coinhive - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm, Coinhive, that is operating in the crypto/digital assets space without proper authorization. This poses risks to consumers and requires prompt action.
No description available.
Why this matters
This regulatory update announces the departure of a CFTC commissioner, which is relevant for capital markets firms and crypto/digital asset firms that are regulated by the CFTC. The topics of authorization/licensing and senior management/governance are impacted by commissioner changes.
Given at The Future of Central Banking conference on the occasion of the 100th Anniversary, Banco de México
Why this matters
This speech by a central bank official discusses research and the future of central banking, which is relevant for banking, investment management, and wealth management firms in terms of prudential requirements, operational resilience, and technology/cyber risks.
Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung der Verordnung vom 21. März 2025 über Massnahmen gegenüber Personen und Organisationen, die mit den Organisationen ISIL (Da'esh) und Al-Kaida in Verbindung stehen (SR 946.231.08) publiziert.
Why this matters
This regulatory update from FINMA relates to sanctions measures against individuals and organizations associated with ISIL (Da'esh) and Al-Qaida. This impacts banking, investment management, and wealth management firms that need to comply with sanctions requirements.
Pionew Ireland (Clone) - Central Bank of Ireland Issues Warning on Unauthorised / Unregistered Firm
Why this matters
This regulatory update from the Central Bank of Ireland warns about an unauthorized and unregistered firm, Pionew Ireland (Clone), that is impersonating a legitimate authorized entity.
Caventer Finance - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized retail credit firm, Caventer Finance, which appears to be engaging in an advanced fee fraud scam. This is a high-urgency issue as it involves consumer protection and unauthorized financial activities.
Clearbnk (Clone) – Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm called Clearbnk (Clone) that is impersonating a legitimate bank in order to deceive consumers. This is a high-urgency issue related to consumer protection and unauthorized financial activities.
Cryptocom (Clone) – Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm called Cryptocom (Clone) that is impersonating a legitimate firm. This poses risks to consumers around unauthorized investment services, potential financial crime, and lack of regulatory oversight.
Bemo Investment Firm Ltd (Clone)– Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm that is cloning the details of a legitimate firm. This is a high-urgency issue as it involves consumer protection and unauthorized financial activities.
Warning Unauthorised Investment Firm / Unauthorised Investment Business Firm Unauthorised Firm Name Monument Financial Group Website https://monumentfg.com/ Email addresses used [email protected] [name].[surname]@monumentfg.com Phone number used +353 81 800 5284 Authorisation in Ireland This firm is not authorised…
The Central Bank of Ireland (CBI) has issued a warning notice under section 53 of the Central Bank (Supervision and Enforcement) Act 2013, identifying **Monument Financial Group** as an unauthorised firm providing investment services in Ireland without authorisation. This matters for compliance professionals because it underscores the CBI's proactive enforcement against unauthorised activity, heightens scam awareness, and signals risks of consumer harm, regulatory referrals to An Garda Síochána, and potential enforcement against facilitating parties.[https://www.centralbank.ie/news/article/monument-financial-group---central-bank-of-ireland-issues-warning-on-unauthorised-firm]
This is not a regulatory change or new requirement but an enforcement action via a warning notice published on 25 August 2025. It publicly names the firm, its website (https://monumentfg.com/), emails ([email protected], [name].[surname]@monumentfg.com), and phone (+353 81 800 5284), confirming it lacks authorisation for investment services in Ireland.
Urgency: Medium. This matters as part of a pattern of CBI warnings (e.g., Expert Limited on 19 June 2025, RCE Banque on 29 August 2025, DotBig on 01 December 2025), indicating rising unauthorised investment activity and scam risks in Ireland. Authorised firms face indirect liability for poor due diligence, reputational damage, or facilitation charges; consumers risk total fund loss without regulatory protections.
AI-generated analysis. May contain errors or omissions — verify with the original CBI source before acting. Full disclaimer.
Informs insurers on the issuance of the Response to Consultation Paper on Proposed Equity Counter-Cyclical Adjustment for Insurers.
The Monetary Authority of Singapore (MAS) has finalized its **equity counter-cyclical adjustment (CCA)** framework for insurers, making it a mandatory requirement under the RBC 2 capital framework effective January 1, 2026. This regulatory enhancement aims to reduce procyclicality in equity investment risk requirements by adjusting capital charges based on market conditions, requiring all licensed insurers to implement uniform CCA calculations using monthly average year-on-year equity returns.
Urgency: HIGH
AI-generated analysis. May contain errors or omissions — verify with the original MAS source before acting. Full disclaimer.
Clermont Meridian Trading - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm, Clermont Meridian Trading, that is operating in Ireland without proper authorization. This poses risks to consumers and the integrity of the financial system, warranting a high urgency classification.
Northern Trust Fund Managers (Ireland) Ltd (Clone) - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm cloning the details of a legitimate authorized firm. It involves banking and investment services, with potential consumer protection and AML risks.
TD Global Company (Clone) - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm, TD Global Company (Clone), that is impersonating a legitimate authorized firm in order to deceive consumers. This poses a high risk to investors and requires prompt action.
Ackerman & Foster LLP - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm, Ackerman & Foster LLP, which is not authorized to provide investment services in Ireland. This is a high urgency issue as it relates to consumer protection and unauthorized financial activities.
Investment Peak - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm called Investment Peak, which appears to be operating investment and trading services without proper authorization. This poses risks to consumers and requires prompt action.
GasTrade - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm called GasTrade that is using deceptive tactics like deepfake videos and fake media to promote its activities. This poses a high risk to consumers and requires urgent action.
Beta-Tech - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm, Beta-Tech, that is engaging in fraudulent activities by cloning the details of a legitimate firm. This poses a high risk to consumers and requires urgent action.
KPMG Ireland (Clone) - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized firm cloning the details of a legitimate financial services provider. It is a high urgency issue as it involves financial fraud and consumer protection concerns.
VintageFXsignals - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm, VintageFXsignals, that is providing investment services without proper authorization. This poses risks to consumers and requires prompt action.
Das Eidgenössische Departement für Wirtschaft, Bildung und Forschung WBF hat eine Änderung des Anhangs 7 der Verordnung vom 11. November 2015 über Massnahmen gegenüber der Islamischen Republik Iran (SR 946.231.143.6) publiziert.
On August 18, 2025, the Swiss State Secretariat for Economic Affairs (WBF) published an updated sanctions notification regarding Iran, specifically modifying Annex 7 of the Ordinance on Measures against the Islamic Republic of Iran (SR 946.231.143.6). This update is critical for Swiss financial institutions and businesses because it reflects the evolving sanctions landscape following the automatic reinstatement of UN Security Council resolutions on Iran's nuclear program in September 2025.
The August 2025 notification updated the list of designated persons, entities, and organizations subject to Swiss sanctions against Iran. While the search results do not provide the specific details of individual entries added or removed from Annex 7, this type of notification typically reflects changes to the UN Security Council's consolidated sanctions list that Switzerland is obligated to implement under its Embargo Act (EmbG). The broader context shows that Switzerland was preparing for significant sanctions escalation: on December 12, 2025, the Swiss Federal Council conducted a total...
Urgency: CRITICAL
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung der Liste der sanktionierten natürlichen Personen, Unternehmen und Organisationen der Verordnung vom 30. März 2011 über Massnahmen gegenüber Libyen (SR 946.231.149.82) publiziert.
This FINMA publication announces an update by Switzerland's State Secretariat for Economic Affairs (SECO) to the sanctions list under the Ordinance of 30 March 2011 on Measures against Libya (SR 946.231.149.82), aligning Swiss sanctions with changes in the UN Libya sanctions regime. It matters for Swiss financial institutions as it triggers immediate screening and compliance obligations to avoid violations of asset freeze and related restrictions on designated persons, entities, or organizations. Failure to act promptly risks enforcement by FINMA.
The core change is an amendment to the list of sanctioned natural persons, companies, and organizations in SR 946.231.149.82, as published by SECO. This reflects broader UN Security Council updates via Resolution 2769 (2025), which introduced new designation criteria for individuals/entities supporting armed groups or criminal networks through illicit exploitation/export of crude oil or refined petroleum from Libya, alongside exemptions for certain arms embargo activities, allowances for Libyan Investment Authority (LIA) frozen cash investments in low-risk deposits, and extensions of related...
Urgency: High - Immediate action required due to asset freeze obligations; non-compliance risks FINMA fines, reputational damage, or criminal liability under Swiss AML/sanctions laws. This matters amid evolving geopolitical risks (e.g., petroleum smuggling destabilizing Libya), as flagged in FINMA's 2025 Risk Monitor on sanctions evasion via financial flows (https://www.swlegal.com/en/insights/newsletter-detail/finma-risk-monitor-2025-finma-flags-nine-principal/). Firms with Libyan exposure face elevated audit scrutiny.
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung des Anhangs 2 der Verordnung vom 12. August 2015 über Massnahmen gegenüber der Republik Südsudan (SR 946.231.169.9) publiziert.
FINMA has published an update notifying financial intermediaries of changes to Annex 2 of the Ordinance on Measures against the Republic of South Sudan (SR 946.231.169.9), as announced by SECO on August 18, 2025, effective August 20, 2025. This matters because it imposes immediate asset freeze and transaction ban obligations on Swiss financial institutions with exposure to newly or modified sanctioned entities, aligning with UN Security Council Resolution 2206 (2015) and EU measures to address South Sudan's ethnic conflict, human rights violations, and humanitarian crisis. Compliance failure risks enforcement actions under the Embargo Act (EmbG) and AML regulations (GwG).
Urgency: High - Immediate effect from August 20, 2025, mandates asset freezes and reporting with no grace period, exposing non-compliant firms to FINMA enforcement, fines, or reputational damage under EmbG and GwG. South Sudan sanctions are niche but cumulative updates (e.g., similar to Sudan changes) heighten screening fatigue risks; firms with Africa desks must prioritize to avoid inadvertent violations amid dynamic listings.
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Das Eidgenössische Departement für Wirtschaft, Bildung und Forschung (WBF) hat den Anhang 2 der Verordnung vom 25. Mai 2005 über Massnahmen gegenüber Sudan (SR 946.231.18) geändert.
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) has amended Annex 2 of the Ordinance of May 25, 2005, on Measures against Sudan (SR 946.231.18), updating Switzerland's sanctions list in alignment with the SESAM database managed by SECO. This change, effective immediately on a urgent basis, requires Swiss financial intermediaries to implement updated asset freezes and transaction restrictions without delay, heightening compliance risks amid ongoing international sanctions escalation on Sudan-related actors. It matters because non-compliance exposes firms to FINMA enforcement, reputational damage, and penalties under anti-money laundering and sanctions regimes.
Urgency: High – The urgent effective date mandates immediate action to avoid violations, with FINMA's enforcement history showing fines up to CHF 500,000+ for sanctions breaches. This matters amid Sudan's escalating conflict, where global sanctions (e.g., EU/UK additions in 2025) increase circumvention risks via Swiss hubs, amplifying AML/Financial Crime exposure and FINMA scrutiny in its 2025 Risk Monitor on geopolitical flows.
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Adoption of the EBA Guidelines on internal policies, procedures and controls to ensure the implementation of Union and national restrictive measures (sanctions)
Circular CSSF 25/896 adopts the EBA Guidelines EBA/GL/2024/14 and EBA/GL/2024/15, mandating Luxembourg financial institutions to establish robust internal policies, procedures, and controls for complying with EU and national restrictive measures (sanctions). This matters because it sets binding EU-wide standards to prevent sanctions violations and circumvention, with absolute obligations for immediate asset freezing and reporting, amid escalating geopolitical tensions.
Urgency: High – With less than 12 months until the 30 December 2025 deadline (as of January 2026), firms face binding requirements for absolute compliance, including personal accountability for management bodies; non-compliance risks enforcement by CSSF, reputational damage, and fines amid frequent EU sanctions updates (e.g., Regulations 2025/1469, 2025/1476). This elevates sanctions from operational task to strategic board priority.
AI-generated analysis. May contain errors or omissions — verify with the original CSSF source before acting. Full disclaimer.
No description available.
Why this matters
This regulatory update from the ECB appears to be a list of supervised entities, which is likely relevant for banks, asset managers, and wealth managers in terms of prudential requirements, reporting, and licensing.
No description available.
Why this matters
This regulatory update from FINMA appears to relate to the harmonization of sanctions regulations, which would impact banking, investment management, and wealth management firms in terms of AML/financial crime compliance, prudential requirements, and reporting obligations.
Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung des Anhangs der Verordnung vom 7. August 1990 über Wirtschaftsmassnahmen gegenüber der Republik Irak (SR 946.206) publiziert.
The Swiss State Secretariat for Economic Affairs (SECO) published an updated sanctions notification on August 13, 2025, reflecting modifications to the UN sanctions list targeting Iraq under the Ordinance of August 7, 1990 (SR 946.206). This update is automatically applicable in Switzerland and requires immediate compliance by all financial institutions and regulated entities, as Switzerland implements UN Security Council sanctions lists without delay through its automatic application framework.
The UN Sanctions Committee modified the list of sanctioned individuals, companies, and organizations subject to Iraq-related sanctions on August 5, 2025. The specific modifications to the sanctions list were incorporated into Switzerland's SESAM database (SECO Sanctions Management), which serves as the authoritative sanctions reference for Swiss compliance purposes. Under Switzerland's automatic application ordinance adopted by the Federal Council on March 4, 2016, amendments to UN Security Council sanctions lists enter into force in Switzerland without delay.
Urgency: CRITICAL
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Das Eidgenössische Departement für Wirtschaft, Bildung und Forschung WBF hat eine Änderung der Anhänge 5, 13, 14 und 15 der Verordnung über Massnahmen gegenüber Belarus (SR 946.231.116.9) publiziert.
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) published updates to Annexes 5, 13, 14, and 15 of the Ordinance on Measures against Belarus (SR 946.231.116.9), aligning Switzerland with additional EU sanctions imposed on July 18, 2025, in response to Belarus's involvement in Russia's war against Ukraine. This matters for Swiss financial institutions as it expands asset freezes, reporting obligations, and prohibitions, strengthening sanctions parity with Russia to prevent circumvention and enhance enforcement effectiveness.
The updates amend Annexes 5, 13, 14, and 15 of SR 946.231.116.9, incorporating EU measures beyond the 18th Russia sanctions package, focusing on goods, financial, and energy sectors. Specific enhancements include expanded lists of sanctioned goods for military/technological strengthening (Annex 3 updated 29.10.2025), high-priority goods (Annex 11a), and industrial strengthening goods (Annex 19).
Urgency: High - Immediate effect from 30 October 2025 demands swift asset screening and reporting to avoid GwG/EmbG violations, with heightened FINMA scrutiny amid Russia-Belarus alignment and recent list expansions (e.g., December 2025). Non-compliance risks enforcement, reputational damage, and sanctions evasion facilitation penalties, especially as circumvention via third countries rises.
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Das Eidgenössische Departement für Wirtschaft, Bildung und Forschung WBF hat eine Änderung des Anhangs der Verordnung vom 28. Juni 2023 über Massnahmen betreffend Moldau (SR 946.231.156.5) publiziert.
The Swiss Federal Department of Economic Affairs, Education and Research (WBF) published an update to Annex of the Ordinance on Measures concerning Moldova (SR 946.231.156.5) on August 11, 2025, expanding the sanctions list for Moldova-related destabilizing activities. This matters for Swiss financial intermediaries as it imposes immediate asset freeze and reporting obligations under the Embargo Act (EmbG) and Anti-Money Laundering Act (GwG), aligning Switzerland with EU measures to counter threats to Moldova's sovereignty amid regional instability.
Urgency: High – Immediate asset blocking and SECO reporting are mandatory with no grace period, risking FINMA enforcement (e.g., fines, reputational damage) for non-compliance; matters due to expanding geopolitical risks in Eastern Europe, potential for rapid list growth, and overlap with high-volume Russia/Ukraine sanctions regimes.
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Das Departement für Wirtschaft, Bildung und Forschung (WBF) hat die Erweiterung der Sanktionslisten betreffend Russland publiziert. Die Schweiz hat damit diverse Änderungen übernommen, welche die EU im Rahmen ihres 18. Sanktionspakets beschlossen hatte.
This FINMA publication announces Switzerland's adoption of the EU's 18th sanctions package against Russia, expanding the sanctions lists with new designations and restrictions via the Swiss State Secretariat for Economic Affairs (SECO/WBF). It matters because Swiss financial institutions must immediately screen and freeze assets of newly listed parties, aligning with heightened FINMA enforcement on Russia sanctions risks amid ongoing geopolitical tensions. Compliance teams face elevated legal, reputational, and secondary sanctions exposure from US/EU measures.
Urgency: High - This directly expands enforceable prohibitions, with FINMA's targeted on-site reviews and "very high" Russia sanctions risk rating amplifying enforcement (https://www.finma.ch/en/~/media/finma/dokumente/dokumentencenter/myfinma/finma-publikationen/risikomonitor/20251117-finma-risikomonitor-2025.pdf?sc_lang=en). Non-compliance risks fines, reputational damage, and secondary US sanctions, especially post-EU renewals through 2026.
AI-generated analysis. May contain errors or omissions — verify with the original FINMA source before acting. Full disclaimer.
Asset management The Autorité des Marchés Financiers (AMF) revoked the authorisation of alternative investment fund manager (AIFM) APICAP
Why this matters
This regulatory update from the AMF revokes the authorization of an alternative investment fund manager (AIFM), which is a significant regulatory action that impacts the asset management sector.
No description available.
Why this matters
This regulatory update from the ECB appears to be focused on supervisory banking statistics for significant institutions, which is relevant for banks, asset managers, and wealth managers in terms of prudential requirements, reporting, and operational resilience.
No description available.
Why this matters
This regulatory update from the ECB appears to be related to the publication of aggregated Supervisory Banking Statistics, which is likely of interest to banks, asset managers, and wealth managers from a prudential and reporting perspective.
Pass Investment Managers (Clone) - Central Bank of Ireland Issues Warning on Unregistered Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unregistered firm, Pass Investment Managers (Clone), that is impersonating a legitimate firm in order to deceive consumers.
Pecan Capital MG - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized investment firm, Pecan Capital MG, that is operating in Ireland without proper authorization. This poses risks to consumers and requires prompt action.
Lending Loans - Central Bank of Ireland Issues Warning on Unauthorised Firm
Why this matters
This is a warning from the Central Bank of Ireland about an unauthorized retail credit firm engaging in an advance fee fraud scam. It is relevant for banks, fintechs, and other firms involved in consumer lending and credit activities, as well as those responsible for AML/financial crime compliance and consumer...
No description available.
Why this matters
This regulatory update provides high-level individual results for banks not included in the EBA sample, which is relevant for banking, investment management, and wealth management firms. The topics covered include prudential/capital requirements, reporting and disclosure, and operational resilience.
No description available.
Why this matters
This regulatory update from the ECB appears to focus on counterparty credit risk, which is a key prudential concern for banks, investment managers, and capital markets participants. The exploratory scenario exercise suggests the need for enhanced operational resilience and reporting in these areas.
Warning Warning Miscellaneous assets Savings protection The AMF is warning the public against several entities proposing to invest in miscellaneous assets without being authorized to do so
Why this matters
This warning from the AMF relates to entities proposing to invest in miscellaneous assets without proper authorization, which poses risks to consumers and their savings. It is relevant for investment managers, wealth managers, and broker-dealers that may be involved in such activities.