Live Updates
🇫🇷 AMF Enforcement Urgency: low

Appointements to the AMF Enforcement Committee

Appointment Sanctions & settlements Journalists Appointements to the AMF Enforcement Committee

AI Analysis

This AMF publication announces the partial renewal of the Enforcement Committee, including four new appointments, two reappointments, and the subsequent election of Valérie Michel-Amsellem as Chair on 28 February 2024. It matters for compliance professionals as changes in committee composition can influence enforcement priorities, sanction severity, and interpretations of financial regulations under AMF jurisdiction.

AI-generated analysis. May contain errors or omissions — verify with the original AMF source before acting. Full disclaimer.

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The AMF publishes, in a position paper, the key principles it believes should guide the SFDR review

Sustainable Finance Financial products Asset management Europe & international Regulatory developments The AMF publishes, in a position paper, the key principles it believes should guide the SFDR review

Why this matters

This regulatory update from the AMF (French financial markets authority) provides guidance on the review of the Sustainable Finance Disclosure Regulation (SFDR), which is relevant for asset managers operating in Europe.

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🇫🇷 AMF News Urgency: low

Ten new key figures admitted to the Board of the Autorité des Marchés Financiers

AMF activity Appointment Journalists Ten new key figures admitted to the Board of the Autorité des Marchés Financiers

Why this matters

This regulatory update announces the appointment of new board members to the French financial markets regulator, the Autorité des Marchés Financiers (AMF). This is an informational update that impacts a range of financial firms operating in the French market, including asset managers, broker-dealers, and banks, as the...

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Definition of investment advice: AMF updates its doctrine

Investment advice Asset management Definition of investment advice: AMF updates its doctrine

Why this matters

This regulatory update from the AMF (French financial markets authority) relates to the definition of investment advice, which is relevant for asset managers and wealth managers. It covers consumer protection and licensing/authorization topics.

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🇫🇷 AMF News Urgency: medium

EMIR Refit: Update of the AMF website on notifications forms

Derivatives or structured products EMIR Refit: Update of the AMF website on notifications forms

Why this matters

This regulatory update from the AMF relates to EMIR Refit and the notification forms for derivatives and structured products, which is relevant for banking, investment management, and capital markets firms that deal in these instruments.

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🇫🇷 AMF News Urgency: medium

The European single access point for financial and non-financial information on European entities (ESAP) enters its implementation phase

Europe & international Periodic & ongoing disclosures The European single access point for financial and non-financial information on European entities (ESAP) enters its implementation phase

Why this matters

This regulatory update is relevant for financial firms, particularly those in the banking, investment management, and capital markets sectors. It covers topics related to reporting and disclosure, ESG/sustainability, and technology/cyber, which are key focus areas for firms.

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Issue 1 2024

No description available.

Why this matters

This appears to be a general news update from CBI covering regulatory developments across multiple financial sectors and topics. The lack of a detailed description suggests this is informational content rather than a critical regulatory change.

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🇫🇷 AMF News Urgency: low

AMF publishes an educational guide on companies’ climate transition plans prepared by its Climate and Sustainable Finance Commission

Sustainable Finance Periodic & ongoing disclosures Journalists Listed companies and issuers AMF publishes an educational guide on companies’ climate transition plans prepared by its Climate and Sustainable Finance Commission

Why this matters

This regulatory update from the AMF provides an educational guide on companies' climate transition plans, which is relevant for investment managers, wealth managers, and listed companies in terms of ESG and sustainability reporting and disclosure requirements.

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🇫🇷 AMF News Urgency: high

Consequences from 2024 of the transposition of the CSRD for large listed companies

Periodic & ongoing disclosures Sustainable Finance Consequences from 2024 of the transposition of the CSRD for large listed companies

Why this matters

This regulatory update is relevant for large listed companies, particularly those in the capital markets, investment management, and wealth management sectors. It discusses the consequences of the transposition of the Corporate Sustainability Reporting Directive (CSRD), which will impact reporting and disclosure...

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🇫🇷 AMF News Urgency: medium

AMF encourages investment services providers to strengthen their procedures for handling client complaints

Supervision Investment services Journalists Investment services providers AMF encourages investment services providers to strengthen their procedures for handling client complaints

Why this matters

This regulatory update from the AMF focuses on investment services providers strengthening their procedures for handling client complaints, which impacts firms in the investment management, wealth management, and capital markets sectors.

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🇫🇷 AMF Enforcement Urgency: medium

The AMF Enforcement Committee clears twelve individuals for insider dealing breaches

Sanctions & settlements Journalists The AMF Enforcement Committee clears twelve individuals for insider dealing breaches

Why this matters

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All Firms
🇫🇷 AMF News Urgency: medium

The AMF reminds investment firms of the rules for identifying retail investors when reporting transactions

Innovation MIFID The AMF reminds investment firms of the rules for identifying retail investors when reporting transactions

Why this matters

This regulatory update from the AMF (Autorité des Marchés Financiers) is relevant for investment firms that need to identify retail investors when reporting transactions.

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