December 2024 Regulatory Updates

Why this matters

This regulatory update warns about the increasing prevalence of financial scams targeting retail investors, particularly in the crypto-asset space. It indicates that authorities are taking action to combat this issue, which is of high importance for firms across the banking, investment management, and crypto sectors...

Why this matters

This regulatory update from the AMF relates to changes in the notification forms for derivatives and structured products under the EMIR Refit regulation. This impacts firms in the banking, investment management, and capital markets sectors that deal with derivatives and structured products.

Why this matters

This regulatory update from the AMF applies guidelines from the EBA regarding certain transfers of crypto-assets, which is relevant for asset managers, banks, and crypto exchanges in terms of AML/CFT compliance and licensing requirements.

Why this matters

This regulatory update from the AMF (French financial markets authority) provides recommendations and examination results related to the closing of 2024 financial statements.

Why this matters

This regulatory update from the AMF amends the Programme of Operations Guide for Asset Management Companies, which is relevant for the investment management sector. The changes impact the authorization and licensing requirements as well as operational resilience considerations for asset managers.

Why this matters

This regulatory update from the Autorité des Marchés Finances (AMF) relates to the application of ESMA's Guidelines on funds' names, which is relevant for investment management and wealth management firms that offer sustainable investment products.

Why this matters

This regulatory update from the ECB discusses interest rate changes, inflation, and economic growth, which are relevant for banking, investment management, and wealth management firms. The topics covered include prudential requirements, consumer protection, and reporting/disclosure.

Why this matters

This appears to be a general regulatory news update covering a range of financial sectors and topics, without specific details on the content. As such, it is likely informational in nature rather than requiring immediate action.

Why this matters

This regulatory update from the AMF encourages financial institutions, particularly banks, asset managers, and wealth managers, to improve the transparency of their Taxonomy reporting, which is related to ESG and sustainability disclosures.

Why this matters

This regulatory update from the AMF provides an educational report on sustainability reporting for listed companies, which is relevant for investment managers, brokers, and the listed companies themselves. It covers ESG and sustainability disclosure requirements, which is a key regulatory focus area.

Why this matters

This regulatory update on the Listing Act entering into force impacts financial firms across banking, capital markets, and asset management sectors. It relates to reporting, disclosure, and licensing requirements, making it a medium urgency development for a wide range of financial institutions.