December 2019 Regulatory Updates

December 20th 2019

The Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution warn the public against the activities of several websites and entities proposing forex investments or proposing online investment services in France for deriv...

Warning Savings protection Crypto-assets Derivatives or structured products Forex and binary options Warning The Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution warn the public against the activities of several websites...

Why this matters

This regulatory update warns the public against the activities of several websites and entities proposing forex investments or online investment services in France, which falls under the regulatory oversight of the AMF and ACPR.

Sectors:

Topics:

Consumer Protection / Conduct Authorisation & Licensing Market Abuse / Surveillance

BankBroker DealerWealth Manager

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🇫🇷 AMF Warning

December 20th 2019

The Autorité des Marchés Financiers (AMF) is warning the public against several companies proposing atypical investments or offering binary options trading without being authorized to do so

Warning Savings protection Forex and binary options Warning The Autorité des Marchés Financiers (AMF) is warning the public against several companies proposing atypical investments or offering binary options trading without being authorized to do so

Why this matters

This warning from the AMF relates to unauthorized firms offering binary options trading and atypical investments, which poses risks to consumers. It covers firms in the banking, investment management, and capital markets sectors, and is relevant to broker dealers, fintechs, and all financial firms more broadly.

Sectors:

Banking & Credit Investment Management Capital Markets & Trading

Topics:

Consumer Protection / Conduct Authorisation & Licensing Market Abuse / Surveillance

Broker DealerFintech

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🇫🇷 AMF Warning

December 20th 2019

The Autorité des Marchés Financiers (AMF) is warning the public against several companies proposing atypical investments without being authorized to do so

Warning Warning Savings protection Atypical products The Autorité des Marchés Financiers (AMF) is warning the public against several companies proposing atypical investments without being authorized to do so

Why this matters

This warning from the AMF relates to unauthorized firms offering atypical investment products, which poses risks to consumers and requires prompt action by the regulator.

Sectors:

Banking & Credit Investment Management Wealth & Private Banking

Topics:

Consumer Protection / Conduct Authorisation & Licensing

Asset ManagerWealth ManagerFintech

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