June 2017 Regulatory Updates

June 29th 2017

The Autorité des marchés financiers (AMF) issues a public warning against the activities of unauthorized websites offering binary options

Warning Savings protection Forex and binary options Warning The Autorité des marchés financiers (AMF) issues a public warning against the activities of unauthorized websites offering binary options

Why this matters

This regulatory update from the AMF warns against the activities of unauthorized websites offering binary options, which falls under the banking, investment management, and capital markets sectors. It relates to consumer protection, authorization and licensing requirements, as well as market abuse and surveillance.

Sectors:

Topics:

Consumer Protection / Conduct Authorisation & Licensing Market Abuse / Surveillance

Broker DealerFintech

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🇫🇷 AMF Warning

June 28th 2017

The Autorité des marchés financiers and the Autorité de contrôle prudentiel et de résolution warn the public against the activities of several websites and entities proposing forex investments without being authorised to do so

Warning Savings protection Forex and binary options Warning The Autorité des marchés financiers and the Autorité de contrôle prudentiel et de résolution warn the public against the activities of several websites and entities proposing forex investments without being authorised to do so

Why this matters

This regulatory update warns the public against unauthorized forex investment activities, which poses risks to consumers and requires proper licensing and authorization. It is relevant to banking, investment management, and wealth management firms, as well as fintechs operating in this space.

Sectors:

Banking & Credit Investment Management Wealth & Private Banking

Topics:

Consumer Protection / Conduct Authorisation & Licensing

BankBroker DealerWealth Manager

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