October 2016 Regulatory Updates

October 24th 2016

The Autorité des Marchés Financiers (AMF) warns the public about the 'KEYSTONE FUND'

Warning Savings protection The Autorité des Marchés Financiers (AMF) warns the public about the 'KEYSTONE FUND'

Why this matters

This is a warning from the AMF about the 'KEYSTONE FUND', which indicates potential consumer protection and market abuse issues. It is relevant for investment managers, wealth managers, and broker-dealers that may be involved with or promoting this fund.

Sectors:

Topics:

Consumer Protection / Conduct Authorisation & Licensing Market Abuse / Surveillance

Asset ManagerWealth ManagerBroker Dealer

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🇫🇷 AMF Warning

October 14th 2016

The Autorité de Contrôle Prudentiel et de Résolution and the Autorité des Marchés Financiers warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so

Warning Savings protection Forex and binary options Warning The Autorité de Contrôle Prudentiel et de Résolution and the Autorité des Marchés Financiers warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so

Why this matters

This is a warning from French regulators about unauthorized Forex investment activities, which is relevant for banking, investment management, and wealth management firms. It relates to consumer protection and the need for proper authorization to offer these services.

Sectors:

Banking & Credit Investment Management Wealth & Private Banking

Topics:

Consumer Protection / Conduct Authorisation & Licensing

BankBroker DealerWealth Manager

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