March 2015 Regulatory Updates

March 26th 2015

The Autorité de Contrôle Prudentiel et de Résolution and The Autorité des Marchés Financiers warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so

Warning Savings protection Forex and binary options Warning The Autorité de Contrôle Prudentiel et de Résolution and The Autorité des Marchés Financiers warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so

Why this matters

This regulatory update warns the public against unauthorized Forex investment activities, which is a critical consumer protection issue for banking, investment management, and wealth management firms, as well as fintech providers.

Sectors:

Topics:

Consumer Protection / Conduct Authorisation & Licensing

BankBroker DealerWealth Manager

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🇫🇷 AMF Warning

March 4th 2015

The Autorité des Marchés Financiers (AMF) updates the list of unauthorised websites offering binary options trading

Warning Savings protection Forex and binary options Warning The Autorité des Marchés Financiers (AMF) updates the list of unauthorised websites offering binary options trading

Why this matters

This regulatory update from the AMF warns about unauthorized websites offering binary options trading, which is a high-risk and speculative investment product. This impacts banking, investment management, and capital markets firms that may be involved in or exposed to such activities.

Sectors:

Banking & Credit Investment Management Capital Markets & Trading

Topics:

Consumer Protection / Conduct Authorisation & Licensing Market Abuse / Surveillance

Broker DealerFintech

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