Live Updates
2013

Regulatory Updates 2013

All financial regulatory updates published in 2013. Browse by month or filter by regulator.

2 Updates
1 Regulators
1 Jurisdictions
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🇫🇷 AMF Warning

The Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so

Warning Savings protection The Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so

Why this matters

This is a warning from French financial regulators about unauthorized Forex investment activities, which impacts banking, investment management, and wealth management firms as well as fintechs. It relates to consumer protection and the need for proper authorization to offer such services.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & Licensing
BankBroker DealerWealth Manager
Fintech
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🇫🇷 AMF Warning

The Autorité des Marchés Financiers (AMF) updates the list of unauthorised websites offering binary options trading

Warning Savings protection The Autorité des Marchés Financiers (AMF) updates the list of unauthorised websites offering binary options trading

Why this matters

This regulatory update from the AMF warns about unauthorized websites offering binary options trading, which is a high-risk and potentially fraudulent activity. It impacts a range of financial firms, including brokers, fintechs, and other firms that may be involved in or affected by binary options trading.

Sectors:
Banking & CreditInvestment ManagementCapital Markets & Trading
Topics:
Consumer Protection / ConductAuthorisation & LicensingMarket Abuse / Surveillance
Broker DealerFintech
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